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*Based on two surveys: The PLANSPONSOR magazine 2015 Recordkeeping Survey (© Asset International Inc.), based on defined contribution plan assets administered and number of participants of recordkeepers, as of 12/31/2014; and Cerulli Associates’ The Cerulli Edge®—Retirement Edition, Q4 2015, based on an industry survey of firms reporting total IRA assets administered for Q3 2015.
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